suitability, update of customers’ information, use of consulting experts, no pressure on customers’ decision-making, and specific conditions for digital asset trading centers and dealers like a case of
and its representatives from licensing requirements under the Financial Advisers Act to conduct permitted financial advisory services in Singapore, pursuant to an MAS approved arrangement between the
COMPANY LIMITED AIKCHOL HOSPITAL PUBLIC COMPANY LIMITED AIM THAI INTERTRADE (2001) COMPANY LIM... AIRA ADVISORY COMPANY LIMITED AIRA & AIFUL PUBLIC COMPANY LIMITED AIRA CAPITAL PUBLIC COMPANY LIMITED AIRA
” means a license to undertake derivatives business in various categories consisting of: (a) derivatives brokerage; (b) derivatives dealing; (c) derivatives advisory service; (d) derivatives fund management
to undertake derivatives business in various categories consisting of: (a) derivatives brokerage; (b) derivatives dealing; (c) derivatives advisory service; (d) derivatives fund management; (2
to undertake derivatives business in various categories consisting of: (a) derivatives brokerage; (b) derivatives dealing; (c) derivatives advisory service; (d) derivatives fund management; (2
examined by the SEC Office. Chapter 7/1( Providing Services of Portfolio Advisory or Program Trading _____________________ Clause 41/1 Providing services of portfolio advisory or program trading shall comply
outside the intermediary’s offices in order to be examined by the SEC Office. Chapter 7/1 Providing Services of Portfolio Advisory or Program Trading _____________________ Clause 41/1 Providing services of
outside the intermediary’s offices in order to be examined by the SEC Office. Chapter 7/1 Providing Services of Portfolio Advisory or Program Trading _____________________ Clause 41/1 Providing services of
advisory with execution) รวมทั้งมีการติดตามและปรับปรุงการลงทุน (monitoring & rebalancing) ให้สอดคล้องกับแผนจัดสรรการลงทุนของลูกค้า ข้อ 3 ประกาศนี้ให้ใช้บังคับตั้งแต่วันที่ 16 พฤษภาคม พ.ศ. 2562 เป็นต้นไป