estate development business, whether in the form of a company, trust, or any other form; “net exposure” means the net investment value, whether from direct or indirect investment in a financial instrument
Re: Operational Control and Information Technology Security of Securities Companies Whereas in these days securities companies widely accept information technology as an instrument for securities
derivatives broker from securities or instrument issuer within appropriate time. Derivatives broker shall not declare its intention to employ the client’s right and benefits without client’s permission or
the custody of derivatives broker from securities or instrument issuer within appropriate time. Derivatives broker shall not declare its intention to employ the client’s right and benefits without
securities or instrument issuer within appropriate time. Derivatives broker shall not declare its intention to employ the client’s right and benefits without client’s permission or consent in writing. Clause 7
World Federation of Exchanges (WFE) or debt instrument having organized secondary market; (3) having policy to invest in the similar assets as those permissible to invest in or to have in possession by
had decreased mainly caused by unrealized loss of marketable securities totaling Baht 10 million following the volatility during its downturn in stock and debt instrument market while the 6-month period
instrument กล่าวคือ ใช้เพื่อเป็นหลักประกันให้กับ ผู้ขายสินค้าจากผู้ซื้อภายหลังจากที่มีการตกลงทางการค้ากันแล้ว ตั๋วเงินจึงมักจะมีระยะเวลาการไถ่ถอนค่อนข้างสั้น คือ ประมาณ 3-6 เดือน ทางการจึงมักจะไม่เข้าไปกำกับ
Instrument which does not comply with the New Guideline as of date. 13. Circular 25/2548 06/07/2005 06/07/2005 14. Circular 1/2555 19/01/2012 15. Circular 28/2552 30/09/2009 16. Circular