on derivatives trading. Clause 2 A derivatives broker shall provide a written contract or an agreement on custody of assets of clients which indicates the right, duty, and responsibility of both
derivatives trading. Clause 2 A derivatives broker shall provide a written contract or an agreement on custody of assets of clients which indicates the right, duty, and responsibility of both parties and
person with the highest responsibility in the work unit related to capital market.3 − − − 9 Fund manager. − − − 10 Marketing officer regarding agricultural commodities. ✓ − ✓ 11 Former investment
work done is appropriate? 2 Do the firm’s responses to quality risks specify assigning the responsibility for reviewing all reports, financial statements, and working papers to a reviewer who is senior
, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- The Office of the Securities and Exchange
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- The Office of the Securities and Exchange Commission Notification of the
. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- The Office of the Securities
the announcement of acquisition or disposition of assets. The company has responsibility to disclose the transaction information to the Stock Exchange of Thailand and prepare information to the
than 50% - according to the announcement of acquisition or disposition of assets. The company has responsibility to disclose the transaction information to the Stock Exchange of Thailand and prepare