for their own benefit or others. SEC Act S.133 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 40/2024 Dated 13/05/2024

Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 38/2024 Dated 13/05/2024

compliance unit (Head of Compliance) However, KWI appoint the highest level responsible person in the compliance unit on 5 September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement

on 3 October 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 37/2024 Dated 13/05/2024

September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 37/2024 Dated 13/05/2024

Assessment form on 13 September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 37/2024 Dated 13/05/2024

customers misunderstand. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 39/2024 Dated 13/05/2024

or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 32/2024

submitted through the transmission system of the SEC office on March 9, 2023. SEC Act S.56(4) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 31/2024 Dated 13/05/2024

the Capital Market Supervisory Board. SEC Act S.56(2) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 29/2024 Dated 13/05/2024