maintain substantial and adequate financial resources continuously; (5) market conduct An intermediary shall undertake business in keeping with proper standards of market conduct; (6) competent staff
. Assigning competent audit staff to each engagement as required by auditing standards and determining performance evaluation criteria to reflect performance quality could help improve the deficiencies; (3
, conceals, any property or document which the competent officer has seized https://www.sec.or.th/cgthailand/EN/Pages/FAQ/CorruptionFAQ.aspx English (United States) CorruptionFAQ company who fails to perform
perform his duties with responsibility, due care and loyalty.) Section 305 (Person who damages, destroys, conceals, any property or document which the competent officer has seized https://www.sec.or.th
violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction
Management Name : Mr PONGPHAN SAMPAWAKOOP | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 15/11/2017
Management Name : Mr PONGPHAN SAMPAWAKOOP | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 16/11/2017
Management Name : Mr THANASIT THIENKANJANAWONG | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 11/01/2016
Management Name : Mr THANASIT THIENKANJANAWONG | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 12/01/2016
Management Name : Mr THANASIT THIENKANJANAWONG | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 13/01/2016