Notification of the Office of the Securities and Exchange Commission No. SorKhor. 22/2553 Re: Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees The Notification of the
prohibited characteristic of capital market personnel pursuant to Clause 31(1) of the said Notification.
the investigative expenses to SEC, at the amounts of 653,795 baht and 15,298,309 baht, respectively. In addition, both Kitti and Kongpat are prohibited from holding the positions of director or
have a written authorization from investors only.__________________Notes:* Pursuant to Clause 23(2) and the prohibited characteristics of personnel in the capital market business under Clause 31(1
to SEC, at the amounts of 11,394,400 baht, 548,725 baht and 831,995 baht, respectively. In addition, Woraphant, Preeya and Sasipas are prohibited from holding the positions of director and executive
prohibited characteristics of personnel in the capital market business. Further proceedings in his case will be considered in due course.**------------------------------Notes: * Pursuant to the
violation of Clause 23(1) and (2) of No. TorLorThor. 8/2557 dated June 3, 2014. The violation of Clause 23(1) and (2) in conjunction with participating in dishonest conducts were prohibited characteristics of
listed company, and prohibited characteristics of personnel in capital market business. Currently, Patinya and Praphol are holding the positions of director and executive of listed company. Praphol is also
optimal use of digital assets https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8264 SEC public hearing on draft regulations related to services on privacy coins business licensees would be prohibited
://publish.sec.or.th/nrs/2249pe_r.pdf SEC public hearing on proposed amendments to arbitration rules possession of prohibited characteristics by the persons on the SEC Arbitrators List. The consultation paper is