Stock Exchange Connectivity Working Group: Co-chaired by Monetary Authority of Singapore and SEC Thailand  

Regulatory Authority (ACRA), and Thailand's Securities and Exchange Commission. The progress towards this goal will be monitored and measured at a national level by the respective AARG members on an ongoing

depend on the investigation under the authority of the Department of Special Investigation, the filing of action by the public prosecutor, as well as the discretion of the court of justice, respectively

2787Securities and Exchange Commission PhilippinesOffice of the Commission SecretaryMs Arra B. FranciaEmail: abfrancia@sec.gov.phMonetary Authority of SingaporeCorporate CommunicationsMs Kei YamadaEmail

;ในทวีปยุโรปภายใต้หลักเกณฑ์ AIFMD      ด้วย European Securities and Markets Authority ("ESMA") ได้ออกหลักเกณฑ์ Alternative

ข้อมูล on-line ต่อสำนักงาน จะต้องขอสมัครสมาชิกใบรับรองอิเล็กทรอนิกส์ผ่านระบบ SEC Certification Authority (SEC-CA) ทางเว็บไซต์สำนักงาน https://capital.sec.or.th

Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors

: 1. I/We am/are under supervision of Home Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which

charge; otherwise, a civil lawsuit is an option. The SEC has no authority to handle a claim for compensation or proceed with a civil dispute. Should you need legal advice on such matters, please contact a

DODD-FRANK ACT • Financial crisis revealed behemoth players in financial industry were not overseen by any regulatory authority • Dodd-Frank mandated additional SEC oversight on PE and HF firms JUNE 22