4 Any legal entity under Clause 2(1) to (5) intending to apply for a securities business license in the category of investment advisory service shall file an application with the SEC Office within the
' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). (original requirements) - Applicable to the offering of bonds only. - Application shall be
Microsoft Word - 2_Company Account AˆˆAI"@%4ˆ1 5_20211124 - kdraft V2.docx 1 Application for Termination of Company Account Date: ..................................................... Attn: Secretary
Home - SEC API Developer Portal Home Our services Products Changes User manual Contact us Sign in Sign up About us SEC API (SEC Application Program Interface) เป็นระบบการให้บริการเผยแพร่ข้อมูลที่อยู่
Securities and Exchange Act B.E. 2535 (1992) , the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The founding securities companies shall submit an application for the
Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The founding securities companies shall submit an application for the
01/01/2004 7. Notification of the Securities and Exchange Commission 37/2543 18/09/2000 28/09/2000 Report/Form (Notification of Securities and Exchange Commission) Form 90-12 Application for an
. − ✓ Except those having passed CISA Level 3. − − Remark 1 The eligible courses must meet any of the following conditions and have been passed for not more than 2 years as of the application date: 1.1 organized