sanctions comprise a total fine of 27,398,667 baht (a civil penalty, a compensation in the amount equal to the benefit received or is entitled to be received, and a reimbursement of investigative expenses

SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to

plant infrastructure funds to use the capital market to raise funds as the industry is important to national development. The move will bring the regulations into alignment with the government’s

SEC Secretary-General Pornanong Budsaratragoon said: “On 19 April 2024, the Technological Crime Prevention and Suppression Committee passed a resolution for the SEC to share the information on

transaction volume to use of standby subordinated loan facility to recover NC shortfall on a temporary basis which will reduce costs for seeking short-term finance. (2) To require the business operator

case of necessity, allowing an employee to use some portion of his or her contribution as a collateral for a loan in case of necessity, increasing the employer’s and the employees’ contribution rates

supervise the Thai capital market. In developing a sustainable capital market, the SEC has set a vision to embrace changes and develop a fair, efficient, dynamic and inclusive ecosystem for all by closely

The SEC supports and promotes sustainable investment on a continued basis, emphasizing the importance of business operation and investment in the Thai capital market that takes into account every

agreed to or colluded with five other persons to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing that YCI shares were traded

Microsoft Word - MD&A 2017 EN.doc EFORL IR010/2018 March 20, 2018 Subject: Management Discussion and Analysis Yearly Ending 31 December, 2017 To President The Stock Exchange of Thailand 1. Overview