approved by the mai. 10. Effects of the share offering on the Company and its shareholders (1) Effects on the profit sharing and voting rights (Control Dilution) CAZ’s capital increase will cause the
Operational Control _____________ Clause 4 A securities company shall establish efficient systems for internal control, risk management and prevention of conflicts of interest, and shall have a written code of
) “specific advice” means investment advice given to any person which is suitable to the investment objective, financial status, or requirements of such person. Chapter 1 Operational Control _____________
keeping system of such assets, and internal control system to prevent the misuse of client’s assets; □ (3.2) System for preventing damages to client’s assets, as well as related information and documents
to separate client’s assets from custodian’s assets, safe keeping system of such assets, and internal control system to prevent the misuse of client’s assets; □ (3.2) System for preventing damages to
. KBank has in place measures to control risks across all processes, from the stage prior to connectivity, during connectivity, and through to the process end. We have assessed the respective credibility
to the rest of the firm. By reinforcing the importance of audit quality and its underlying factors such as the firm’s quality control procedures, the firm leaders would influence their staff to
different from the Opinion of the Board of Director in accordance with clause 7 -NIL- 12. Accuracy of Information The Company has disclosed complete and accurate information, not false, made another mistake
, which do not confer the control power to the Company - 1,006,580 ordinary shares in Hero Experience, representing 37.5 percent of the registered capital of Hero Experience. - 37.5 percent rights to
contract has not yet been signed with the project owner. Should there be any update, the company will inform investors accordingly. The company certifies that this information is accurate and complete in all