offense. The purchases of UOB8TF units in both cases were done before the inside information was publicly disclosed through SET on 7 March 2016, and the sales thereof generated profits or averaged out
is compulsory to obtain an investment management business license, establish the readiness of work systems and personnel and comply with the investment policy disclosed in the mutual fund schemes and
advertising bookings as income and unrealized income at the amount of 691 million baht. Such accounting manipulation was detected in 2018. NMG rectified its financial statements and disclosed the rectified
the CHG shares through the securities trading accounts of Krit and Kullapa before CHG disclosed the inside information to the SET on 15 November 2019.Dr. Kumpol’s insider trading of CHG shares was an
to be easily accessed by investors on a daily basis, except for the portfolio holding of the active ETFs which shall be disclosed, as considered appropriate, according to their underlying assets, but
the Southern Bangkok Civil Court for the revocation of the share swap contract with WEH shareholders. This petition contradicts the information NUSA had previously disclosed through the SET Electronic
April 7, 2022 to July 19, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, did not fully disclosed necessary http://market.sec.or.th/public/idisc/en/Enforce
or concealing facts that should have been disclosed to the public An examination on the provision of Zipup/ZipUp+ services, which offer returns in the form of bonus reward for users of Z Wallet on the
according to the disclosed information in prospectus, for instance, acquisition or disposal of assets, related party transactions or takeovers; Inappropriate behaviors of executives or directors, for instance
. The information concerning the special audit shall also be disclosed on the SEC website for the investors' acknowledgement. Related Web Links Fundraising Market Professionals Financial Reporting and