the firm: Firm's Reference /Guidance Notes Description 1 How does the firm establish the internal communication process to enable personnel and engagement teams to understand and carry out the SOQM
types of digital assets are investment assets that require investors to study and thoroughly understand associated risks. The BOT therefore does not support the use of digital assets as a means of payment
knowledge to clients so that they understand the risks associated with digital assets. The SEC recommends that anyone interested in trading digital assets study information and all associated risks
outlook, in particular aging society, everyone needs to understand and realize importance of saving and investment to ensure that his or her investment growth will outpace inflation and to be properly
follows: 1 . We wish to express an intention to submit information electronically to the SEC Office and agree to abide by the following conditions: 1.1 We fully understand and acknowledge the SEC Office’s
1 เอกสารรับฟังความคิดเห็น เลขที่ อนธ. 35/2560 เรื่อง การเปดิทางให้ Investment Advisor สามารถอ านวยความสะดวก ในการซื้อขายผลิตภัณฑ์ในตลาดทุนได้มากข้ึน เผยแพร่เมื่อวันที่ 31 ตุลาคม 2560 ส านักงานได้จดัท
นการยกเลกิการเสนอขาย หลกัทรัพย ์และการจองซือ้หลกัทรัพย ์เป็นตน้ Disclose other material information such as financial advisor, lead-underwriter, co-underwriter, effective date of registration statement
advisor in the range of 321,470,000 Baht to 373,510,00 Baht. As of 6 November 2019, the Company has an investment in YLP in the amount of 170,000,000 Baht. Basis Adopted to Determine the Value of
of accessing inside information; (3) Any person who is able to know inside information by performing duties as auditor, financial advisor, legal advisor, asset appraiser or any other person whose