personnel prescribed in the Notifications of the Capital Market Supervisory Board*. The SEC therefore has revoked the approval of these two capital market investment consultants for a period of 10 years each
deemed as performing duty with dishonesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as capital
completion of this cooperation agreement is an important step toward promoting the capital market as an investment source and fund mobilizer with credibility and contribute to the overall economic development
Secretary-General was of the view that the promotion of discussion approaches among the public sector, the private sector and investors would be possible if all believe that mutual cooperation will bring
in accordance with international standards. On 19 August 2020, SEC in cooperation with TGO, launched an online training course for listed companies to prepare disclosure of carbon footprint information
allocated human and information resources, as well as collaborated with other organizations to mitigate the impacts on the business sector and personnel in the capital market. In addition, all mechanisms in
and investors would be possible if all believe that mutual cooperation will bring about mutual interest. The SEC discusses with business operators on a continuing basis and mandates public and
the firm’s audit manual and audit procedures, the lack of understanding in requirement of relevant standards, the lack of competent and skillful personnel, and the inappropriateness of internal
challenges in applying the guiding principles framework and to promote discussions, exchange of ideas and cooperation on various issues relating to business and human rights. SEC’s
ก.ล.ต. เผยผลการประชุมระหว่างหน่วยงานกำกับดูแลตลาดทุนในกลุ่มลุ่มแม่น้ำโขง (Mekong Capital Markets Cooperation: MCMC) ครั้งที่ 3 ที่เมืองพัทยา ทุกองค์กรเห็นพ้องถึงประโยชน์ของความร่วมมือด้านตลาดทุนเพื่อ