Exchange Commission of Thailand Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation (“MoU”)? Yes No If “No”, please specify
Covered Funds and Covered Management Companies and related Cooperation (“MoU”)? Yes No If “No”, please specify _____________________________________________________
หรือผูรับผิดชอบใน การดำเนินการตามโครงการดังกลาว ดังนี้ 17 NAV > (1) หนวยงานกำกับดูแลของประเทศกลุมอาเซียนที่ลงนามรวมกันใน Memorandum of Understanding Concerning Cooperation and Exchange of
of any non-cooperation cases of the clients. Failure to report to the SEC will be deemed FAs' flaws, inappropriateness, or deficiencies in performing the duties. FAs may resort to information from a
regulatory sides toward impending changes. It is going to be another challenging year. Strong cooperation of all parties, however, will take us through obstacles and toward our mutual goals
SEC Office (ECM) The SEC Office receives the following personal data from its cooperation with government agencies: Data for consideration of approval and inspection of wrongdoings from the Bank of
personal data from its cooperation with governmental agencies: Data for consideration of approval and inspection of wrongdoings from the Bank of Thailand (BOT) and the Office of the Insurance Commission (OIC
data cooperation with government agencies. The SEC Office receives your personal data from other sources, for example, searching other websites. Purposes of the processing of personal data The SEC
performance. https://www.ipieca.org/ IRENA The International Renewable Energy Agency is an intergovernmental organisation mandated to facilitate cooperation, advance knowledge, and promote the adoption and
;Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information (MMOU) “หน่วย