นางสาวสุชา บุณยเนตร ผู้อำนวยการฝ่ายพัฒนากฎเกณฑ์ 1 เข้าร่วมประชุม OECD ว่าด้วยการระดมทุนและการลงทุนที่เป็นมิตรต่อสิ่งแวดล้อม (OECD Forum on Green Finance and Investment 2019) ในระหว่างวันที่ 29-30 ตุลาคม
Following an inspection report from SCB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units, SEC conducted a further inquiry and
Bangkok, 15 March 2017 - The SEC has suspended two securities investment consultants, {A} for failing to perform duties with deliberation as a professional, and {B} for performing duties or providing
of investment in Day Poets Co., Ltd (A day). On 27 March 2017, POLAR disclosed information through the Stock Exchange of Thailand (SET) concerning four issues as follows: (1) refusal to hold an EGM as
permissible rate of 15 percent. The majority of PVDs invest as much as 85 percent of the total investment money in debt securities and bank deposits. Such low-risk, low-return pattern results in slow fund
Bangkok, June 15, 2016 ? The SEC is seeking public comments on the proposed amendments to the rules governing investment of private funds and mutual funds offered for sale to accredited investors.The
sector-led projects underway to reduce carbon emissions and reverse environmental damage.The webinar ‘Responsible Investment in Practice: Undertaking Stewardship with a Focus on Climate Change’ held on
Bangkok, October 6, 2015 ? The SEC is seeking public comment on draft rules governing business operators of investment services to customers in foreign currency denominated products which are offered
(IFA) opined that the shareholders should not approve the transaction for several reasons. First of all, it is an investment in high risk assets and the uncertainty of debt repayment could significantly
investment consultants: revoking approval of Auracha Vachirakulthon as securities investment consultant for 10 years, starting from December 22, 2015, and suspending approval of {B} and {C} as capital market