appointment of an authorised person of CIS Operator Please print this checklist and include it as part of the package of this form Form updated as of June 2021 Page 2 of 5 Form 69 – CIS annually update
. Evidence on the appointment of an authorised person of CIS Operator Please print this checklist and include it as part of the package of this form Registration Statement for an offer for sale of units of
of Information Accuracy [ ] 3. Evidence on the appointment of an authorised person of CIS Operator Please print this checklist and include it as part of the package of this form Form updated as of June
. The disclosure shall include at least the proportion contributing more than 10 percent of the total income in the profit and loss statement of the latest financial year. Such income information shall be
, disclose the income proportion of each product line or business group. The disclosure shall include at least the proportion contributing more than 10 percent of the total income in the profit and loss
units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified above, or any actions in good faith that do not include
units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified above, or any actions in good faith that do not include
in Appendices of the Handbook for CIS Operators of ASEAN CISs. Please print this checklist and include it as part of the package of this form ASEAN CIS Application Form To: Secretary-General Securities
set out in Appendices of the Handbook for CIS Operators of ASEAN CISs. Please print this checklist and include it as part of the package of this form Page 2 of 4 Form 35 – retail ASEAN CIS ASEAN CIS
non-audit services, including the safeguards put in place; and · the objectives & performance evaluation criteria of the members of the audit team do not include success in selling non-audit services to