who is able to provide consultation to investors on capital market products not having complex characteristics as well as the product having high-risk or complex characteristics.  

zone has been also set up to provide a consulting service regarding fund-raising. The staff would help give advice regarding the process and access to the capital market for SMEs and start-up companies

Under the SEC’s policy, digital asset business operators are not allowed to provide or support deposit taking and lending services to prevent possible damage to digital asset investors and the public

operators had liquidity problems and risks exposure on their asset keeping, the SEC, on 30 December 2022, had therefore instructed DA operators to provide their clients with information disclosure and risk

Consumers Council. To provide the audience with a clearer picture of class action legal proceedings, the panelists discussed and exchanged views and experience, theoretical and practical, in relation to this

SPV Act to provide the private sector clear guidelines for using future receivables for securitization;(2) Criteria, conditions, and procedures for disclosing information related to transfer of

SEC has revised regulations regarding outsourcing, to provide more opportunities for business operators, such as, securities business providers, asset management companies, and derivatives business

important information of their investment policy, for the members of the provident fund to have adequate information before investing. The investment management companies must also provide convenient or

summary of the important information of their investment policy, for the members of the provident fund to have adequate information before investing. The investment management companies must also provide

perform duties or provide services honestly and a wrongful treatment of investor assets in contravention of the governing Notification of the Capital Market Supervisory Board. The SEC therefore revoked his