Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor. By virtue of Clause 5 of the Notification of the Securities
Currently, there are no licensing regulation for digital asset custodial wallet providers in Thailand. Thus, a digital asset business operator who performs safekeeping of clients’ digital assets
SEC website: www.sec.or.th. Mr. Anek Yooyuen, SEC Deputy Secretary-General and Spokesperson, said: “According to the specified legal procedures, if any digital asset business operator fails to comply
2566-2#2I-!9%*44 (website) Dec 66.xlsx Statistics of Administrative Sanction (As of 31 December 2023 Public Reprimand Suspension Revocation Public Reprimand Suspension Revocation Business Operator
, recommending the revocation of Zipmex digital asset business license for the Minister of Finance’s consideration. In any event, Zipmex remains a digital asset business operator under the SEC’s supervision and
investment company or trust certificates of unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any
digital asset business operator who performs safekeeping of clients’ digital assets with a total value of 15 million baht or more* has to store clients’ digital assets with foreign digital asset custodians
ติัการดา้นตลาดทุนสู่การเช่ือมโยงตลาด (Implementation Plan 2015) ประกอบกบัการอนุญาตให ้CIS Operator เขา้มาเสนอขาย CIS แก่ผูล้งทุน NRI ไทยน้ีเป็นเร่ืองค่อนขา้งใหม่ของไทย ส านกังานจึงมีแนวคิดท่ีจะเร่ิมเฉพาะ