and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the
indebtedness. Under the said circumstances, the debt securities holders may expose to legal risk that would restrain them claiming on the assets of overseas headquarter. Thus, the SEC proposed to amend the rules
needs and getting to know various financial products. Also, information to share with the visitors includes how to plan asset allocation with risk diversification; properly select securities companies
instruments, depending upon the customers? risk appetite. Licensed underwriting firms will be permitted to underwrite overseas financial instruments in Thailand while other licensed business operators will be
.) จัดบรรยายออนไลน์ให้แก่ผู้บริหารและเจ้าหน้าที่ของสำนักงานพัฒนาธุรกรรมอิเล็กทรอนิกส์ (สพธอ.) ใน 3 หัวข้อหลัก ได้แก่ (1) “IT Risk Regulation and Supervision” โดยฝ่ายกำกับและตรวจสอบความเสี่ยงด้านเทคโนโลยี
the proposals on the calculation of subordinated facility to support an immediate increase in transactions, as well as the calculation of digital asset business risk and business suspension for any
make them realize any risks that may arise to personal data and properly proceed with risk prevention in time.” _____________________________
careers and for those who are saving up for long term financial security, as they can choose to invest in different investment policies to suit their risk appetite.________________________
benefits from the securities in possession. In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the