Sithi-Amnuai along with executives and representatives from 38 securities firms, held a joint meeting to discuss and exchange views on guidelines for building trust and confidence in the Thai capital
service for share subscription, for example, would be allowed to use a suitable method for account opening if they could prove that adequate safeguards against impersonation risk have been in place under
The SEC Thailand also proposed to be a host country candidate for the IOSCO Annual Conference in 2022 – the year of the SEC Thailand’s 30th Anniversary. The official proposal will be submitted to
On 19 October 2021, the Capital Market Supervisory Board (CMSB) Meeting No. 13/2564 passed a resolution approving in principle the proposed amendments to the IPO regulations in the part of IPO issuer
contain provisions related to the use of a nominee account or allowing one?s trading account to be used as such in the commission of a market misconduct offense. (2) Civil Penalties: The civil penalty is
boosting the Thai bourse to become fundraising destination for businesses in Mekong region. Currently, a number of high potential companies in the region express their interest in raising funds through the
Bangkok, December 23, 2015 ? The SEC is seeking public opinions on a draft amendment to the regulations on information technology security management of securities companies and derivatives
statements for the first, second and third quarters of 2015 to the SEC immediately.The AIE auditor?s report contained a disclaimer of opinion on the profit and loss statement, the total profits and losses, the
Microsoft Word - CS 2560-017 Q2 to SET (T_E) [ TRANSLATION ] Our Ref. JTS/CS-017/2560 August 10, 2017 Subject : Report on the Company’s operating results of the second quarter of the year 2017 To
Microsoft Word - CS 2560-022 Q3 to SET (T_E) [ TRANSLATION ] Our Ref. JTS/CS-022/2560 November 13, 2017 Subject : Report on the Company’s operating results of the third quarter of the year 2017 To