maturity; (4) investment in the units of a property fund or an infrastructure fund may be made; (5) investment in the units of a mutual fund for which the intermediary has obtained a permission from the SEC
agency used for considering the issuance of license, registration or permission to operate the derivatives trade without having to apply for a license or registration including the rule used in supervising
which the State or an authorized derivatives supervision agency used for considering the issuance of license, registration or permission to operate the derivatives trade without having to apply for a
ring into the together with ng but not for permission curities and E agencies or re ell as sub-auth der to achiev transaction u h any other d limited to th n, waivers (if Exchange Com elevant autho
shall purchase or sell of listed securities outside the SET, unless obtaining permission from the SET or such purchase or sale is made in compliance with rules, conditions and procedures specified by the
investors will have a convenient access to adequate and easy-to-understand information for their decision making. In this connection, risk profile of individual clients will be identified and products will be
purchase or exchange of foreign currencies: Outward funds transfers are allowed freely for any purpose, except for the purpose that requires permission from the competent officer of foreign exchange control
contract with the derivatives dealer. Clause 13 8 A derivatives dealer shall provide the procedure to ensure that the clients acknowledge and understand the information and risks relating to derivatives
4 January 2013. 4 Clause 138 A derivatives dealer shall provide the procedure to ensure that the clients acknowledge and understand the information and risks relating to derivatives trading by minimum
4 January 2013. 4 Clause 138 A derivatives dealer shall provide the procedure to ensure that the clients acknowledge and understand the information and risks relating to derivatives trading by minimum