had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person
} frequently failed to record his clients' securities trading orders as the same as {B} case as reported by his employer Phara Securities Plc. Both persons admitted that they took those orders via mobile phone
orders sent through him for several days. {A} admitted that the securities trading orders were taken via mobile phone; the misconduct of which he had previously committed. In case of {B}, the SEC found
Holding Company investing in retail business such as mobile phone distribution and accessories, non-performing debt management, real estate development, hire purchase (associated company), personal loan
, a special campaign was arranged to promote investment in long-term equity funds (LTFs) and retirement mutual funds (RMF) via smartphone application. To elevate THE WISDOM brand and maintain our
the operating results of each business line and the direction of future earnings explain as follows: 1. Mobile phone and accessories distribution business Mobile phone and accessories distribution
with brands and ran promotional activities on marketplaces like Shopee and Lazada in campaigns such as Double Date, Mid-Month, and Pay Day. Revenue from the smartphone segment has increased for both
Exchange Commission (SEC Office) In this Application, we Full name (in Thai) Full name (in English) Passport No. E-mail Address Mobile phone As a user of SEC Account with the duty related to submission of
its revenue from providing mobile phone service during the subscribers protection period starting from its entering into the interim subscribers protection measure pursuant to the NBTC’s Notification on