. (Available in Thai only). (2) Financial Advisor A Financial Advisor is a professional approved by the Securities and Exchange Commission to render financial advisory services, give opinions, prepare
have shown that the Thai capital market’s rules and regulations on corporate governance practices are in accordance with international standards, lead the ASEAN countries, and hold a top three position
Detail Content Announcement of Signatory of the I Code Signatories to the I Code 1. Why become a Signatory to the I Code? The announcement to become a Signatory to the I Code would enhance adherence
. • IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information (IOSCO MMoU) The SEC became a signatory to the IOSCO MMoU at the IOSCO Annual
statements for a Thai listed company (a listed company) as follows; General case - The review of 1 st , 2 n d **, and 3 rd quarterly financial statement shall be submitted within 45 days
attach to the audit firm equipped with audit quality control system. These efforts will support the Thai capital market and Thai accounting professions to gain more investor confidence, both domestic and
investors can trade securities or derivatives. Any persons who wish to operate a business as a secondary market must apply for a license from the Securities and Exchange Commission (SEC Board). And after
convened a meeting with the Thai Digital Asset Operators Trade Association (TDO), led by President Att Tongyai Asavanund and member representatives, to exchange ideas on the current regulatory framework for
Thai ESG Funds with a fundraising target of 10 billion baht by year end. The initiative is expected to raise the public awareness of long-term savings to promote financial wellness and drive Thailand
knowledge and implementation. ?Over the past years, the SEC has moved under the strategic plan covering a wide array of developments with a view to creating visibility and attractiveness of the Thai capital