Securities and Exchange Act. “competent officer” means any person appointed by the Minister to perform duties under this Act. “Minister” means the Minister in charge of this Act. SECTION 4 A trust may be
Act. “competent official” means any person appointed by the Minister to perform duties under this Act. “Minister” means the Minister in charge of this Act. SECTION 4 A trust may be created for the
are aware of and understand the firm’s audit manual and perform audit work in accordance with firm’s audit manual? 3 Do the firm policies and procedures specify the forms and contents of working papers
their experiences to support effective adaptation regarding ITGC issues for auditors to perform an audit of financial statements more efficiently. Strengthening Competency of CFOs and Audit Committees
the fund or causing fund to lose its best benefit. Except that the transaction is specified in Clause 13; (3) Management company perform any acts to engage into assets trading or enter to be
- person and such transaction is in the manner of unfair treatment to the fund or causing fund to lose its best benefit. Except that the transaction is specified in Clause 13; (3) Management company perform
company perform any acts to engage into assets trading or enter to be counterparty before the fund. Clause 6. Management company shall manage their own business in the matters which concern with any acts
person who intends to perform duty as investor contact specifically in foreign countries shall be deemed to be an investor contact approved by the Office if such person can operate as investor contact
market regulator, which is accepted by the Office, to perform the duties similar to fund manager. Clause 8. Any person to be approved to be listed in the register of person qualified to be fund manager
approved by the Office, or (c) being permitted by a foreign capital market regulator, which is accepted by the Office, to perform the duties similar to fund manager. Clause 8. Any person to be approved to be