imprisonment for a term of five to ten years and a fine of THB 500,000 to THB 1 million. The SEC is also investigating other issues in connection with the fair value of assets and records of accounts, and if
, Dean of the Faculty of Law, Chulalongkorn University, Advisor of the working group, and Head of the project of business and human rights for business sector in the Thai capital market (Phase 1
have been neither filed for approval nor existed on the list of SEC-approved digital assets. Therefore, investors are advised to be careful when receiving information or solicitation to invest in such
involved and, if interested to make an investment, contact only legally approved digital asset business operators. For more information and the SEC list of approved or licensed entities, please visit
for learning courses on securities and derivatives investment and also used a Line group as a channel for recommending which securities and derivatives to invest. He received a payment in return from
or facilitation for Mr. Chiyachantana in committing the offense. The case was related to the selling and buying transaction of land and building where WORLD entered into a contract, paying 30 million
Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
Consumers Council. To provide the audience with a clearer picture of class action legal proceedings, the panelists discussed and exchanged views and experience, theoretical and practical, in relation to this
The Office of Securities and Exchange Commission (SEC) has been notified by the Stock Exchange of Thailand about the artificial appearance of ACD shares during the end of year 2014 causing by the
, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate