discharged the executive or personnel responsible for the cause of prohibited characteristics of the applicant. 4.6 Having not deliberately concealed the financial status or the operating result during the
restatement. (paragraph........); ( 6.4 Others (paragraph........). This summary is intentionally prepared for management of a company in submitting together with financial statements to the Securities and
mistakes in financial statements arisen after dissemination and the financial statements required restatement. (paragraph........); ฆ 6.4 Others (paragraph........). This summary is intentionally prepared
institution; (14) Performing work in a dishonest manner; (15) Intentionally concealing investments, financial condition or the actual performance of a mutual fund or a private mutual fund operated under the
way of capital decrease and subsequent capital increase with an assistance from a government agency or a state-owned financial institution; (14) Performing work in a dishonest manner; (15) Intentionally
investor, or participates or supports or having participated or supported such act of other person; (5) there are reasonable grounds to believe that he or she intentionally makes or has intentionally make
intentionally makes or has intentionally make false statements of material facts or conceal material facts which should have been stated in any document which is to be disclosed to the public or to be submitted
characteristics thereof; (6) having not appeared that the intermediary deliberately concealed its financial status or operating result during backward 12 months before the expected date of establishing the branch