Board has already approved guidelines for accommodating the integration of the two futures markets, AFET and TFEX, which will generate further benefits to the country in terms of economy of scale. The
auditor of listed SOEs, has joined the project to enhance its audit quality on par with the same standards. The World Bank will assign an expert on international audit standards to train OAG officers and
SUKUK Structured Debenture Depositary Receipt Warrant Issuer / Underlying / Securities Date From To Search Reset Remark: IF duration IS NOT specified, the following CONDITION will be applied BY DEFAULT TO
Bangkok, May 31, 2011 - The SEC will revise regulations on taking custody of client?s assets by securities company and derivatives broker in response to upcoming reduction of protected deposit under
, silver and platinum. Physical precious metals business operators who have prescribed qualifications will be eligible to apply for the new limited license while licensees of derivatives brokerage limited to
will be allowed to manage REITs? non-real estate assets, providing that there must be a separation of management and compliance units while Chinese wall must also be in place. Outsourcing of the
Bangkok, February 26, 2014 ? The SEC is seeking public comment on proposed rule on the classification of mutual funds based on net exposure. The classification will be used for fund performance
efficiency and practicality for the industry. On the salesperson side, the focus will be to enhance quality by recategorizing sales licenses according to levels of risk and complexity of the products. The
facilitate the private sector. The revised rules are expected to become effective soon.With a view to increasing the variety of investment choices, underlying securities for DW will be expanded from the
organization or state owned enterprise. Fees for registration of transfer, mortgage and leasehold will also be reduced to 0.01% but not exceeding 100,000 baht. For unitholders of infrastructure fund, dividend