, the rules, which are currently in effect, should be revised with respect to maintenance of NC in case of abnormal increase in transaction volume of the business operator to the effect that the

’ qualified opinions resulted from limitation on their scope of audit/review. Hence, the auditors were unable to obtain sufficient and appropriate audit evidence with respect to valuation of investment in PT

Bangkok, April 12, 2016 ? The SEC is seeking public comments on a draft amendment to the rules governing approval of auditors in the capital market with the respect to the roles of the Auditing

securities companies and investors. In this respect, SEC will consider detail operational guidelines to be presented to the SEC Board for further consideration. _______________________

The Memorandum of Understanding provides a framework for cooperation between the two authorities with respect to promoting innovation in financial services. The CSSF and the SEC Thailand intend to

capital ( NC ) in a specified amount in order to sufficiently cover risks from conducting business . However, the rules, which are currently in effect, should be revised with respect to maintenance of NC in

“Human Rights Due Diligence (HRDD) in Business Operations and Promoting Ethical Recruitment Practices." The workshop aimed to enhance the capacity of businesses to operate with respect for human rights in

available to provide services with respect to the trading or exchange of digital assets for its own account in the normal course of business outside the digital asset exchange. Additionally, 1000X has

respect to provision of services to ensure that securities are safely kept and used efficiently. Part 3 Subject Matters of this Notification Clause 4 This Notification establishes regulations on the

percent was mainly by dispose of the Company’s assets in respect of securities and derivative brokerage business 6) Total expenses from consolidated statements, decreased from 808.30 million baht to 742.14