. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
Bangkok, March 12, 2013 ? The SEC is seeking public comment on proposed regulatory revisions to increase the numbers of intermediaries for the sale of investment units and investment advisors in the capital market. This is to allow existing business operators, apart from securities companies, financial institutions, or newly established companies as specified in the current ministerial regulation, to apply for the Type D license (limited brokerage, dealing or underwriting of investment units) an...
ocedures Gov e amendment Around the W Market Superv Board of Gove panies Conce ary shares of ue diligence o r condition p d the Executi d/or managing newly issued o the entering he contracts, ncluding but
Real estate-backed ICO is in the form of fundraising and benefit generation similar to REIT. However, the regulations governing real estate-backed ICO with regard to investor protection mechanism
Bangkok, January 19, 2012 ? The SEC is seeking public comments on a draft amendment to the property fund rule governing allocation of investment units which would ? through exemption of the small lot
types of mutual funds. SEC therefore has amended the rules governing money market funds to enhance flexibility of asset management companies in managing funds and enable them to response to the needs of
, similar to the SRI Fund*, throughout 2024. ______________________Remark:* The regulations governing SRI Fund require that AMCs managing SRI Fund disclose relevant information in full pursuant to the same
The Securities and Exchange Commission (SEC) invites public comments on proposed amendments to the regulations governing the reporting of initial public offering shares (IPO shares) results. These
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company