Division comprises Intermediaries Supervision and Development Department, Intermediaries Inspection Department and Licensing Department. 2. Deputy Secretary-General Vasant Thienhom is in charge of the
(www.sec.or.th) under License Check banner. In case of suspicious unlicensed activities, please report the SEC at 1207 for further investigation," Vasant added.Previously, on September 2013, {A} was also named in
Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No GSC Mr VASANT CHAWLA Disposition Stock 10.6 8.6 2 13/01
further legal proceedings. SEC Deputy Secretary-General Vasant Thienhom said: ?The SEC urges investors to carefully check whether the persons who solicit investment in securities or derivatives are
consultants, the SEC suspended {B}'s securities investment consultant approval status for two months while suspended {C} and {D} for one month each. The sanctions were effective from March 11, 2014.Vasant
December 2010 Chalee Chantanayingyong 1 January 2011 - 4 August 2011 14 October 2011 - 31 December 2015 Vasant Thienhom 11 August 2011 - 13 October 2011 Tipsuda Thavaramara 1 January 2016 - 31 May 2019
December 2015 Vasant Thienhom 11 August 2011 - 13 October 2011 Tipsuda Thavaramara 1 January 2016 - 31 May 2019 Sirivipa Supantanet 11 June 2019 - 31 December 2022 Jomkwan Kongsakul 1 January 2023
months without suspension. Vasant Thienhom, SEC Deputy Secretary-General said, ?Listed companies? financial information are very important for investor?s ability to make investment decision. Hence, the law
developed and launched, respectively. These efforts will continually be driven forwards with even more constructive outcomes.? Vasant Thienhom, SEC Deputy Secretary-General said, ?The SEC places a high
constructive outcomes.? Vasant Thienhom, SEC Deputy Secretary-General said, ?The SEC places a high priority on enforcement mechanism. During the past years, the work procedures have been developed while law