securities law, pushing forward the enactment of important laws, and strengthening sanctions against non-compliances.Furthermore, the SEC plans to drive the Thai capital market to become a regional investment
sector collective action coalition against corruption project, elevating enforcement efficiency covering amending securities law, pushing forward the enactment of important laws, and strengthening
SEC Deputy Secretary-General Tipsuda Thavaramara said: "Capital market and financial technology are advancing fast, pushing securities businesses to increasingly diversify their operation and
TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
priority on enforcement mechanism. During the past years, the work procedures have been developed while law amendments have been proposed in parallel, such as pushing forward the civil sanctions for the
amendments have been proposed in parallel, such as pushing forward the civil sanctions for the consideration of National Legislative Assembly of Thailand. The proposed amendment of the Securities and Exchange
, the SEC is pushing for the ongoing development of the Thai capital market through focus shifts in alignment with the country's transition towards digital economy, green economy, and fair economy that
result in previous section). • Increased symmetry in returns distribution as a result of tweeting. Interpretation • Low-visibility firms are withholding negative information and pushing out positive
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...