23 offenders are deemed to have untrustworthy characteristics of director or executive of any securities issuing company and listed company. ___________________________ * Pursuant to the
have untrustworthy characteristics of director and executive of securities issuing companies and listed companies.* SEC will take this matter into consideration when such persons take the position of
possess untrustworthy characteristics of company directors and executives from the date of being named throughout the period of the criminal complaint and legal action.**In any case, filing the criminal
Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.
connection, Yongyuth and Vorapin are deemed as having untrustworthy characteristics of a publicly held company director and executive throughout the criminal proceeding period. On criminal proceedings, they
penalties under Section 296 of the SEA. He agreed to enter the criminal fining process and paid a fine of 4,333,480.50 baht.In addition, the criminal fine has caused Assavin to have untrustworthy
against them with the DSI for further legal proceedings.During the legal proceedings, {A} and {B} are deemed as having prohibited characteristics of capital market personnel and untrustworthy
principles for such kind of fund conversion.The key provisions include (1) permission to pay for the purchase of property fund assets during the fund conversion process with trust units or combination of trust
notes shall be any or the combination of the following variable, commodity or index: (1) Thai securities; (2) Foreign securities; (3) Interest rates; (4) Foreign exchange rates; (5) Inflation rates; (6
and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.