fortify the firm’s quality control system. The SEC believes improvements on the following issues would further strengthen this element of the firm-level quality control. 13 Risk assessment during client
On 9 January 2023, the UK Government and the Securities and Exchange Commission of Thailand (SEC Thailand) signed a new Memorandum of Understanding (MoU) on Financial Services to further strengthen
our no-gift policy to executives and employees of KBank, other companies under KASIKORNBANK FINANCIAL CONGLOMERATE, as well as our counterparties and customers • Reviewing knowledge and understanding on
=430&rows=10 431 - 440 of 461 results Sort by: Relevance Date (Newest) Date (Oldest) SEC organizes an annual seminar on “Understanding the Thai Capital Market 2023” . Suppakrit Boonsat, Director of the
=system_name%3ASEC_News&start=430&rows=10 431 - 440 of 461 results Sort by: Relevance Date (Newest) Date (Oldest) SEC organizes an annual seminar on “Understanding the Thai Capital Market 2023” . Suppakrit
launch of the new set of Principles by OECD at this Asian Roundtable in Bangkok. Capital market regulators in Asia have continuously placed importance on the implementation of OECD Principles to reinforce
The board should demonstrate a thorough understanding of its leadership role, assume its responsibilities in overseeing the company, and strengthen good governance, including: (1) defining objectives
shareholders? meetings in order to fortify good governance in listed companies governance and market confidence .?Busara Ungphakorn, TLAA Director said that ?As of 2013, total assets under management of life
by the fourth quarter of this year with the aim to provide more investment choices and help strengthen the financial system.SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market