Bangkok, May 7, 2014 - The SEC revoked an approval of {A}, an investment consultant of Bualuang Securities Plc. for two years on account of trading derivatives through client's account for his own
committing fraud, misappropriating the company's assets and falsifying accounting records by executing concealed transactions through several associated companies abroad to exaggerate the company's operating
With reference to the recent occurrence, a foreign private digital wallet service provider has solicited investors in Thailand via social media to trade digital assets by linking investor trading
by each underwriter. (2) The 81-1 Short-Form report of the shares offering results must be submitted at least two business days before the first trading day or within 30 days after the offering
Following the tips from various sources to SEC, it has been found that DB Hold had been soliciting people via social media to invest in newly issued shares alongside with products that may be
market by issuing shares or debt securities that suit the business sector. SEC now allows fund mobilization through crowdfunding, which makes use of digital technology to make the fund mobilization
Bangkok, May 30, 2014 ? The SEC kicks off ?Financial Literacy in Workplace? Project or ?FL in Workplace? to promote financial literacy and skills among Thai people through 100 companies and
Bangkok, May 30, 2014 ? The SEC kicks off ?Financial Literacy in Workplace? Project or ?FL in Workplace? to promote financial literacy and skills among Thai people through 100 companies and
through the capital market by making the private placement offering (PP-SME). SEC has also revised several regulations such as securities crowdfunding regulation and private placement regulation
, required to offer and sell newly issued securities by the Rehabilitation Plan, with an exemption from submitting an application for approval to the SEC, providing further that the Company must comply with