Bangkok, October 12, 2011 - On September 26, 2011, the Stock Exchange of Thailand (SET)?s overall trading system was temporarily halted at 14.36 hrs. before the SET Index dropped by 10 percent. SET?s
sustain securities trading system?s stability while investors will also be able to obtain correct, sufficient, and timely information with equivalent accessibility,? Mr. Phuvanatnaranubala concluded.
notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset trading, causing the coin prices displayed in the order book was inaccurately
) Trading system service providers, i.e., Electronic Trading Platform (ETP), and the newly added securities trading center and derivatives exchange
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the
. Noppadon Tuphitakphol Marketing officers who are also being the SET?s authorized officers (in the securities trading system) sent securities buying or selling orders at prices
from the Bank’s electronic trading system, thus causing damage to clients. Details of the misconduct are as follow: (1) In the case of {A}, she was found to fail to examine the correctness of
characteristics. - Having the following efficient systems in place: (1) trading system, (2) information and database system with audit trail, (3) market surveillance system, (4) preventive measure against unfair
Officers in the Securities Trading System dated 4 February 2000. The punished investor contacts ? Wanida Soythong, Marisa Phaekwamdee, Arveekorn Ueajaratphan, Choochart Thongjuerpong, Prapatsorn
Exchange Clause 2 A derivatives trading system on derivatives exchanges is a fundamental system which has connection to the clearing and settlement system of derivatives clearing houses and other relevant