://www.sec.or.th/TH/Pages/LawandRegulations/ActandRoyalEnactment.aspx DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market
-digital.pdf DRAFT CUSTOMER ASSET SECTION 31.2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the
ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the notification https
SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program
.... Risk Disclosure Statement for Futures and Options Trading in Derivatives Exchange Date……………………………… We,……………[company name]………….…,who are a derivatives agent, hereby certify that Mr/Miss/Mrs
ชื่อผู้ได้มา/จำหน่าย :?GOLDMAN SACHS INTERNATIONAL (acting through its agent GOLDMAN SACHS (ASIA) L.L.C.) | ประเภทหลักทรัพย์ : ใบสำคัญแสดงสิทธิที่จะซื้อหุ้น | วันที่มีหน้าที่ : 30/05/2545
ซักซ้อมความเข้าใจเกี่ยวกับการเพิ่มทางเลือกในการใช้บริการผู้ดูแลผลประโยชน์ของคู่สัญญา (escrow agent) เพื่อเก็บรักษาหรือดูแลทรัพย์สินของลูกค้า
. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 31/2547 Re: Appointing System of Custodian Agent By virtue of Section 4(3)(G) of the Notification of the Securities and Exchange Commission No
. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 31/2547 Re: Appointing System of Custodian Agent By virtue of Section 4(3)(G) of the Notification of the Securities and Exchange Commission No
Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the notification https://www.sec.or.th/EN/Documents