issued and allocated to existing shareholders for free that he obtained by virtue of his positions before such information became public on September 14, 2012. SEC Act S.241 Settlement Committee Meeting
, as they may not be protected under the governing Thai laws and may fall victim to frauds and scams as well as money laundering schemes. The list of business operators not supervised by the SEC can be
Capital Market Supervisory Board No. TorKhor. 4/2551 Re: Rules for Undertaking Derivatives Business for Registered Derivatives Advisors _____________ By virtue of Section 18 of the Derivatives Act B.E. 2546
information was published via the SET on 30 October 2012 at 20.54 hours. Somporn, who had an access to the inside information by virtue of his position as TIP managing director, sold TIP shares on 28 August
Supervisory Board No. Tor Thor. 31/2559 Re: Rules for Operation of Derivatives Clearing Houses By virtue of Section 76, Paragraph 3 of Section 82 and Paragraph 2 of Section 83, in conjunction with Section 34(2
Q4/2009 with net loss in 403.74 million baht. He obtained the material non- public information by virtue of his positions before such information became public on May 17, 2010. SEC Act S.241
concerning the merger of BGH with Health Network Public Company Limited by means of entire business transfer during 2010 ? 2011. He obtained the material non- public information by virtue of his positions
material non-public information by virtue of his position as a director of MLINK. SEC Act S.241 Settlement Committee Meeting No. 6/2014 Settlement Committee Order No. 52/2014 Dated 21/05/2014
43.99 million which resulted in TUCC’s Baht 104.86 million loss in Q2/2011. Mr. Yongyuth also gained the benefit from his suggestion. He gained such material non-public information by virtue of his
million loss in Q2/2011. Miss Vorapin gained such material non-public information by virtue of her position as a chief finance officer of TUCC. Miss Vorapin failed to pay fines as ordered by the Settlement