redemption of investment units 2. Multi-class 3. Changing on type of asset class and investment limit in consistent with investment policy 4. Calculation and announcement of net asset values (NAV
asset values, investment unit values, offering and redemption prices for investment units. (3) The time of more than 1 day in which the mutual fund management company rejects the selling or repurchase of
of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary and has collection of annual fees at the current rate for some time.SEC, therefore, has a plan to revise
following Divisions and Departments: 2.1 Enforcement Division comprises Enforcement Department, Litigation Department and Administrative Appeals Center, supervised by Assistant Secretary-General
as well as licensees which cease business operations.For financial institutions supervised by other lead regulators and licensed to operate securities or derivatives businesses, such as commercial
Bangkok, November 12, 2015 ? The SEC is seeking public comments on a draft amendment to the rules on calculation and reporting of net liquid capital to better reflect the asset values and the
Prescription of additional rules Calculation and announcement of net asset values (NAV) Procedures https://www.sec.or.th/EN/pages/lawandregulations/reportpreparation.aspx English (United States) RMF reports of
) through seven securities trading accounts in concealment, on a continual basis and matched orders within the group to mislead the general public in UKEM share trading values and volumes, causing
Company Limited (UKEM) through seven securities trading accounts in concealment, on a continual basis and matched orders within the group to mislead the general public in UKEM share trading values and
matching orders within the group which caused TYM share price inconsistent with normal market conditions to mislead the general public about TYM trading values and volumes and lure the general public to