adequate personnel with expertise to effectively supervise and administrate the risks of outsourced operation, as well as in case of outsourcing operation in investment management and investment risk
Cybersecurity Act B.E. 2562 (2019), with the hope that capital market intermediaries will apply this knowledge into their playbooks in order to cope with cyber threats more effectively." SEC will publish
exercise their voting rights more effectively. ?Guidelines for shareholders? meeting? supports shareholders by giving suggestions and examples on the matters which should be considered or questioned at
and medium-term objectives, goals, strategies, and plans are consistent with the long-term objectives, while utilising innovation and technology effectively. Principle 1 | 2 | 3 | 4 | 5 | 6
shareholders have the opportunity to participate effectively in decision-making involving significant corporate matters. Principle 8.2 The board should ensure that the shareholders’ meetings are held as
will yield good returns and will effectively reinforce the SEC's financial stability Announcement of signatory Investment Governance Code (I Code)(Thai Version Only) Our Roles How We Regulate SEC
, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside
successfully in the long run is a business matter that investors should study further along with relevant significant information to support their decision-making. Studying research papers on the target
quarter of 2018. The current can be successfully implemented. 7) GS has obtained licenses that relate with reservoir construction and water supply distribution as required by law, expected to obtail all
severity and any delays in resolving them would reflect poorly on the ability of firm leaders to discharge their responsibilities successfully, resulting in the SEC lowering the score of their TSQC1 element