other. In this regard, the SEC implements the oversight principle of “same activity, same risk, same rule,” and allocates resources to build investors’ knowledge and understanding on a continuing basis
suitable for attendees. Example 3 : A monitoring team did not monitor quality of workpapers in substance, but only checked for completeness in each workpapers in form. Example 4 : An audit firm had no
economic substance and true performance. This is a protective mechanism for investors in the capital market and the reason why over the years the SEC has stressed the importance of continuous improvement of
scope’ but could be updated in the future if there is sufficient data, and these activities are not classified as red activity. Thailand Taxonomy Board How to read and use traffic lights criteria and
Tons of CO2 Equivalent Carbon Footprint: The total amount of greenhouse gases emitted by an activity or organization over time, measured in tons of carbon dioxide equivalent (tCO2e) Activity Data x
of physical activity. GLOSSARY of terms 10 INVESTOR CLIMATE ACTION PLANS These definitions are all drawn from the ICAPs Guidance, the GFANZ Financial Institution Net-Zero Transition Plan Guidance or
experience of independent audit regulatory activity, promoting collaboration and consistency in regulatory activity, and providing a platform for dialogue with other international organizations that have an
or complies with the rules or conditions for obtaining an approval according to this Notification, but there is a certain fact indicating that the purpose or the substance of such offering is to avoid
ระหว่างการขนส่ง (physical media transfer) N/A Yes/Partial/No N/A N/A N/A N/A N/A 1 0 1 D2.4 #5 x x x 4.3 1 4.3 #1 มีการกำหนดระเบียบปฏิบัติในการทำลายข้อมูล (data disposal) ซึ่งครอบคลุมหน้าที่ความรับผิดชอบของ
developments included the setting up of a Fintech working group and the SEC announcement of support and participation in such activity along with other GEMC members. SEC Secretary-General Ruenvadee