guidelines for management of companies in the financial conglomerate including the securities company which submits a request for an exemption such as policy manual, procedure manual and compliance manual; (3
conglomerate; (2) Documents showing guidelines for management of companies in the financial conglomerate including the securities company which submits a request for an exemption such as policy manual, procedure
licensed agricultural derivatives business operator in the first paragraph submits for the license after 1 November 2016, such licensed operator shall have the paid-up registered capital of no less than 50
the licensed agricultural derivatives business operator in the first paragraph submits for the license after 1 November 2016, such licensed operator shall have the paid-up registered capital of no less
consultant for 3 months, effective from June 26, 2015. The investment consultant cannot make trading decision on client's behalf regardless of the client's permission. If the client submits trading orders via
results Sort by: Relevance Date (Newest) Date (Oldest) 18003915.pdf submits the highest bidding price Seller (1) NMG (holding 149,900,002 BBB shares equivalent to 99.93% of total BBB shares) BBB is the
&NewsYear=2023&Lang=EN 2. SEC News No. 45/2024: SEC files a criminal complaint against a former director and executive of STARK with DSI for falsifying financial statements and submits the case to AMLO
. 2. Involved Parties and Relationship with the Company 2.1 Sale of investments in Nation U Co., Ltd. (NU) Buyer The winning bidder who submits the highest bidding price Seller NMG (holding NU shares at
management record as follows: (a) for the period of one year prior to the date the securities company submits the application, no investor contact working for the securities company being imposed a probation