capital market in preventing and combating the cross-border securities violation.? ?To achieve satisfied assessment results in the FSAP, the SEC will explore ways to remove obstacles that may presently

Clause 3(3) of the SEC Notification KorChor 5/2548 Re: Requirements for Executives of Securities Issuing Companies dated 17 January 2005. Thus, the SEC is duty-bound to remove the names of the allegedly

require brokers to appropriately consider the credit risk management of their clients, including margin calls and force sell of collaterals;   (5) To remove daily redemption fund from being classified as

such position, etc. Clause 6 Upon termination of approval for appointment of director or manager of a securities company, the securities company shall remove such person from the position or the duty

gain, the result will be loss at 17.55 million baht. However, we also have extra expense for acquire FKR at 11.9 million baht. After remove extra profit and extra expense, the result of actual operation

remove obstacles as much as we can,? said Thirachai. ASCO Chairman Kampanart Lohacharoenvanich said: ?Securities firms are placing high importance on risk management in their business operation with rigid

developing the Asian Bond Fund (Note 3). As securities regulators, we will work together to remove unnecessary hurdles to cross-border trading, without compromising the level of investor protection in either

operator shall remove such person from the position or the duty without delay. Clause 6 When a derivatives business operator has obtained, or is deemed to have obtained, an approval for appointment of

www.sec.or.th/scamalert  or email: scamalert@sec.or.th. The SEC will verify and further investigate all submitted cases promptly and notify relevant authorities to remove fraudulent contents or channels used for

, following the approval. If the approved person fails to attend the training course within the specified period, the approval shall be deemed terminated and the Office shall remove the name of such person from