an exception for appropriate and efficient mechanisms to prevent a conflict of interest in place, annual financial statements approved by an auditor, and maintenance of capital reserves in accordance

for normal situations, business operators must receive the SEC’s prior approval. Hence, business operators requested more clarity as to which operational systems are required and a streamlined process

. - The company has gross profit of 133.86 million baht or 16.84% of sales compared to the same period of 2019 which has gross profit of 109.72 million baht or 14.96% of sales due to proper and efficient

License ดังนั้น การจัดตั้งกองดังกล่าว จึงไม่จำต้องมี derivative license อย่างไรก็ตาม การจัดตั้งเป็น Fund of Funds หรือ Feeder Fund ที่กองทุนปลายทางมีการลงทุนใน derivatives เพื่อ EPM (Efficient

advice in relation to the SEC rules and regulations and disclosable information for a more efficient investor rights exercising process”, said the SEC Secretary-General.The SEC has continuously supported

in turn helps to foster a more trustworthy, efficient, and inclusive capital market for all sectors. More information is available at https://sustainablefinance.sec.or.th/Fund   Remark

characteristics. - Having the following efficient systems in place: (1) trading system, (2) information and database system with audit trail, (3) market surveillance system, (4) preventive measure against unfair

composition to ensure efficient check and balance, but the SEC has decided to impose only the one-third requirement to avoid too much burden on listed firms. Most of the firms have already met the requirement

be properly supervised by the business providers and for a more effective supervision system to make the regulatory system more efficient and comply with international standard, such as, the right to

markets.Thus, SEC intends to hear comments at a broader level to ensure the regulatory revision is the most appropriate and efficient and also disseminate the public hearing document at www.sec.or.th/hearing