SEC studied regulations in other countries to find proper guidelines for supervision, focusing on standardized services and putting investors first. The matter is still under the discussion with
, www.getabecboiler.com No. GTB-AC001/2562 22 February 2019 Subject: Management Discussion and Analysis for the year ended December 31, 2018 To: Managing Director The Stock Exchange of Thailand Getabec Public Company
that its operational system will be prompt for operating securities business in the category of mutual fund management; (5) be able to show that its human resource will be prompt and adequate with a view
their comments on key issues at the 2010 Asian Roundtable annual meeting in Shanghai, China and to provide written comments afterwards. A sec- ond draft of this Report was circulated for further comments
provide services with loyalty* by committing wrongful acts against investors’ assets, which was an offense liable to revocation of approval as investment consultant. However, the approval as securities
principles of technology usage;(3) Allow fund managers or securities analysts to participate in fintech development/application processes;(4) Have a control and inspection system for algorithm
companies’ awareness of the importance of maintaining the AGM quality in line with international standards, and to build a positive image of the Thai capital market in terms of shareholders’ engagement
. 2535 (1992) Related notifications I Code Investment Governance Code for Institutional Investors (I Code) Announcement of Signatory of the I Code List of Code Signatories Examples (International
foreigners only)“ organized by Thailand Securities Institute (TSI) of the Stock Exchange of Thailand; A course on “e-learning CFO's Orientation Course for New IPOs (Thai Version)" organized by Thailand
), leading to the support for the establishment of Thai ESG Funds. Individuals with taxable income are eligible for a tax deduction of up to 30 percent of their assessable income, with a maximum limit of