solicits and advertises CoinEx’s services to customers in Thailand. Mr. Puttipong Nijaroen, claiming that he is a partner of CoinEx Thailand, performed a guest speaker at Thailand Crypto Expo 2022 exhibited
% transaction fee to solicits and advertises CoinEx’s services to customers in Thailand. Mr. Puttipong Nijaroen, claiming that he is a partner of CoinEx Thailand, performed a guest speaker at Thailand Crypto Expo
separate note, the SEC has received a tip that a foreign company incorporated on the British Virgin Island solicits foreign investors in Thailand to invest in the High Performance Development Limited (HDPL
derivatives agent” means the person who contacts, solicits or gives advices regarding trading in derivatives or analysis of value or properness of trading in derivatives products or underlying products for
person who contacts, solicits or gives advices regarding trading in derivatives or analysis of value or properness of trading in derivatives products or underlying products for derivatives and publicly
investors, solicits investors, or provides advice to investors or sets plans for investors with respect to trading of or investment in securities. Clause 3 A prospectus shall contain correct, complete, and
transportation, the SEC requests intermediaries’ cooperation in considering virtual operation or the work-from-home routine during the said period.
guidelines in the investment management industry. This initiative seeks to enhance collaboration, benefiting the sustainable and stable growth of the industry. Ms. Nataya Niyamanusorn, Assistant Secretary