business operators. This is because such unlicensed activities do not come with legal protection, and the investing public is exposed to the risk of falling victim to scams. It should be noted that all
“Under the collaboration of UNDP, TLCA and SEC, a comprehensive platform - the SDGs Resource Center -will be initiated to serve as a one-stop knowledge hub for SDGs to assist businesses in driving
. This amendment approved by the Capital Market Supervisory Board Meeting No. 2/2565 on 15 February 2022 aims to resolve the limitations related to the underwriter’s securities allocation to be in line
those failing to comply with the law may be imposed with legal action.” On 2 July 2021, the SEC filed a criminal complaint against Binance,* a foreign digital asset business operator, for providing
the transaction will be beneficial to GOLD. The SEC, however, had an observation on appropriateness of asset valuation, weighted quality score method adopted, selection of comparable assets as well as
establishment and the application fee for amendment to a mutual fund scheme to be designated as SRI Fund is exempt at an amount not exceeding 5,000 baht per fund scheme. Both exemptions are valid for the
connected transaction according to the announcement of the Securities and Exchange Commission (SEC) 2.11 Size of Transaction: The size of transaction is not considered as significant acquisition or deposition
project, auditors will be classified into 2 groups: (I) auditors for companies in capital market and (II) auditors for companies to be listed on SMEs board which will be launched in the future for
At present, money market funds are used by investors as a tool to manage liquidity and a place to park money for a short time, besides keeping it in banking accounts. As of February 2018, the size of