appoint new directors to fill vacancies while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that Mr. A disobeyed the board of directors’ instruction and
executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved
Bangkok, 6 January 2023 – The Office of the Securities and Exchange Commission (SEC) has announced appointments and rotations of departmental directors to meet the new organizational structure and fill in the vacancies. All appointments and rotations have become effective since 1 January 2023.The appointments of departmental directors are as follows:1. Mr. Putthimes Thanarersk, Director of the Digital Asset Enforcement Department2. Mrs. Juraiwan Sritiapetch, Director of the Fundraising...
The SEC imposed disciplinary penalty on Mr. Chanchai Kultavarakorn, a former executive of a securities company, for not rectifying company operating system as ordered by the SEC and not providing the
share price of TWZ Corporation Plc. (TWZ). The SEC's investigation indicated irregular trading of TWZ shares from December 13, 2005 to May 8, 2006, in which Sippass and Wasana had involved on a
share price of TWZ Corporation Plc. (TWZ). The SEC?s investigation indicated irregular trading of TWZ shares from December 13, 2005 to May 8, 2006, in which Sippass and Vasana had involved on a
Bangkok, January 22, 2010 ? The Settlement Committee imposed a fine of 500,000 baht (approx. USD15,151) on Anonchai Veeraprawat for manipulating the share price of Singha Paratech Plc (SINGHA) and
5,506,530.65 baht on three former manager and marketing officers of Far East Securities Co., Ltd., namely (1) Shine Bunnag, (2) Nattada Kaewma and (3) Sarunya Simaporn for manipulating share price of D.T.C
Bangkok, June 20, 2012 ? The Settlement Committee has imposed a fine of 80,995,415.67 baht on Prasong Suviwattanachai for manipulating share price of Unique Engineering and Construction PLC (UNIQ