to establish a quorum as required by the Public Limited Companies Act B.E.2535 (1992), the company’s remaining directors must therefore perform their duties in accordance with Section 83 of the
, intermediaries shall perform as follows: (1) establish business continuity management policy (Business Continuity Management: BCM) which is approved by senior management and boards of directors; (2) establish
Operational Control _____________ Clause 4 A securities company shall establish efficient systems for internal control, risk management and prevention of conflicts of interest, and shall have a written code of
Clause 4 A securities company shall establish efficient systems for internal control, risk management and prevention of conflicts of interest, and shall have a written code of conduct approved by the board
Section 230 Securities and Exchange Act B.E. 2535 Section 230. Securities companies may jointly establish an association related to securities business with an object of promoting, without seeking
• Establish eligibility criteria • Review eligible projects before bond issuance and annually • Plan • Manage a register - Earmark or ringfence • Specify use of unallocated proceeds • Allocation reporting
been approved to establish or registered or person responsible for undertaking of foreign collective investment scheme (CIS operator) is under the supervision of such agency. Clause 2. This Notification