the person who will become the mutual fund supervisor; (2) relationship between the mutual fund supervisor and the securities company; (3) arrangement of organizational structure and internal controls
reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
. Teetiphun Theppadungporn's directorship. Given such circumstances, the SEC views that an immediate arrangement of a shareholders? meeting to appoint new directors is imperative. The SEC has thus instructed
: Detail Content Management of Mutual Fund 21. Additional rules for guaranteed funds (1) In an arrangement with a new guarantor, the qualification of the new guarantor and terms of guarantee agreement
: Detail Content Management of Mutual Fund 21. Additional rules for guaranteed funds (1) In an arrangement with a new guarantor, the qualification of the new guarantor and terms of guarantee agreement
underlyings. The key areas of revision are: (1) more detailed disclosure of the criteria for DW price setting to give investors sufficient information for decision making, and (2) permission for foreign stocks
. This revision came as a result of the earlier round of public comments, taking place last month, on its guiding principle for setting the licensing fees. In proposing the rule changes, the SEC took into
Ref.No.IVL001/10/2017 3rd October 2017 President The Stock Exchange of Thailand Subject: Report on the Completion of the Acquisition of the Tire Cord business of DuraFiber Mexico and setting up of a new indirect