doing, it is crucial for the 585 listed companies to execute serious anti-corruption measures, and the tangible, positive results thereof could set a good example for their peers and other business

investments; and (5) Lack serious concern on this matter because most of the people do not make any financial plan and are not aware of future problem. As the Thai capital market supervisory body, the SEC has

paid off. The matter of most urgency, however, is serious collective efforts against corruption among public and private sectors. Meanwhile, the SEC continues to hold educational and experience-sharing

procedures. Clause 42 In the case of a serious incident, in addition to the actions under Clause 40 and Clause 41, the relevant derivatives clearing house shall also report 13 that serious incident to the SEC

maintenance reports. The SEC, having considered that Renaissance’s conduct of business was such that serious damage may be caused to the public interest, proposed the case for consideration of the Capital

personnel with knowledge, expertise and credibility among general investors, their misconduct in this case is a serious offense, affecting the reliability of the capital market in a significant manner

progress that reflects their awareness and serious effort against corruption. ?The assessment allowed each listed company to realize its anti-corruption development level and thus enabled the company to

is not ordered by the Office to rectify serious fault in its operating system or to refrain from establishing any new branch office; (7) the management company shall demonstrate that the following

Exchange Act B.E. 2535 (1992); (6) the management company is not ordered by the Office to rectify serious fault in its operating system or to refrain from establishing any new branch office; (7) the

escalation procedures. Clause 32 In the case of a serious incident, in addition to the actions under Clause 30 and Clause 31, the relevant securities clearing house or central securities depository shall also